Business Speaker Elizabeth Cope, CPA, CIPM, CSCP, is a graduate of SOU, the Managing Member of SEC Compliance Solutions. Elizabeth has over 15 years of experience working with investment advisers of all sizes, across all asset classes, within the United States and parts of Asia and Europe. She currently assists investment advisory firms and their CCOs with policies and procedures development, regulatory filings, annual review planning and oversight, forensic testing, marketing material reviews, and mock SEC examinations.
Tuesday, January 28, 2020 at 12:30pm to 1:30pm
Hannon Library, Meese Room
1250 Siskiyou Blvd, Ashland, OR 97520